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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-28 |
| TX | RA | APPROVED_RES | 2024-10-24 |
| KY | RA | APPROVED | 2021-01-28 |
Branch Locations
1003 South Virginia Street, Hopkinsville, KY 42240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Money Concepts Capital Corp | Hopkinsville | KY | 02/2017 | 01/2021 |
| Heritage Bank | Hopkinsville | KY | 09/2013 | 02/2017 |
| Robert W. Baird | Hopkinsville | KY | 01/2021 | Present |
1. Thomas Brothers Promotions, LLC., 1428 N. Shallow Lake Circle Hopkinsville, KY 4220. Host one annual off road motorcycle events., Director, Non-investment related, 1-20% time spent on activity during non-securities hrs. Name/Address: Pennyrile Childrens Advocacy Center 1910 South Virginia Street Suite 105 Hopkinsville Kentucky 42241 Start Date: 4/17/23 Hours Spent: 1-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Treasurer Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-13 |
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