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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-22 |
| KY | RA | APPROVED | 2019-10-18 |
Branch Locations
1003 South Virginia Street, Hopkinsville, KY 42240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Inc. | Hopkinsville | KY | 07/1986 | Present |
| Robert W. Baird & Co. Incorporated | Hopkinsville | KY | 10/2019 | Present |
SEC/TREASURER - THE HORSESHOE, INC. HOPKINSVILLE, KY (FAMILY OWNED CORPORATION - RESTAURANT) 400 Sherwood Dr Hopkinsville KY 42240 Start date 1984 Hours spent: 1-2 hours/week Hours spent during trading hours: Zero Investment Related TREASURER - St John United Methodist Church 2808 South Virginia St Hopkinsville KY 42240 Start date 1992 Hours spent: 1-2 hours/week Hours spent during trading hours: Zero Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1986-09-26 |
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