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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-10-14
FL RA APPROVED 2013-08-23
  • TX RA
    APPROVED
    Since 2014-10-14
  • FL RA
    APPROVED
    Since 2013-08-23

Branch Locations

200 Central Ave, Saint Petersburg, FL 33701 • United States

Saint Petersburg, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of South Florida Tampa FL 08/2010 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated St. Petersburg FL 07/2010 Present
Bank Of America, N.A. St Petersburg FL 11/2013 Present
Other Businesses

I*95557 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: STUART SOCIETY OF THE MUSEUM OF FINE ARTS INVESTMENT RELATED: N ADDRESS OF BUSINESS: ST. PETERSBURG, FLORIDA 33701 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 42491 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: EVENT PLANNING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-20
  • S66 Uniform Combined State Law Examination
    2013-08-20
Other Names
  • Katherine Susan Ossenmacher
  • Katherine S Ossenmacher

View on SEC IAPD

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