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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2012-01-06
  • PA RA
    APPROVED
    Since 2012-01-06

Branch Locations

882 Bristol Pike, Bensalem, PA 19020 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kevin S Hughes, Cpa Bensalem PA 03/1988 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 01/2012 Present
Cambridge Invesment Research, Inc Fairfield IA 05/2012 Present
Previous Registrations
  • 2010-09-21 → 2011-12-31
    Hughes Financial Consultants Llc
    Bensalem, PA
Other Businesses

1) KEVIN S HUGHES- CERTIFIED PUBLIC ACCOUNTANT, 2137 BRISTOL PIKE, BENSALEM, PA 19020 ; BEGAN 01/01/1990 ; AS CPA OWNER ; INVESTMENT RELATED ; DEVOTES 50 HRS/WK ; 8 DURING TRADING HOURS. 2) INDEPENDENT INSURANCE AGENT, 2137 BRISTOL PIKE, BENSALEM, PA, 01/2018. FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-1/MO-1/TRADING. 3) HUGHES FINANCIAL LP, 2137 BRISTOL PIKE, BENSALEM PA 19020, OWNER, TRADE NAME/DBA, NIR, 160 HR/MONTH 160 HR/MONTH TRADING 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 01/01/2012

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-08-23
  • S63 Uniform Securities Agent State Law Examination
    2012-08-23

View on SEC IAPD

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