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Current Employers
Taylor & Morgan Asset Management, Llc D/B/A Tm Advisors, L

3150 Livernois Rd. Suite 175, Troy, MI 48083 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-12
NC RA APPROVED 2013-03-18
MI RA APPROVED 2011-03-18
  • TX RA
    APPROVED_RES
    Since 2019-03-12
  • NC RA
    APPROVED
    Since 2013-03-18
  • MI RA
    APPROVED
    Since 2011-03-18

Branch Locations

3150 Livernois Rd. Suite 175, Troy, MI 48083 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Taylor & Morgan Pc Flint MI 03/2010 Present
Taylor & Morgan Asset Management, Llc (156177) Flint MI 02/2011 Present
Taylor Capital, Llc Charlotte NC 01/2019 Present
  • 03/2010 → Present
    Taylor & Morgan Pc
    Flint, MI
  • 02/2011 → Present
    Taylor & Morgan Asset Management, Llc (156177)
    Flint, MI
  • 01/2019 → Present
    Taylor Capital, Llc
    Charlotte, NC
Previous Registrations
  • 2010-10-06 → 2011-03-22
    1St Global Advisors Inc
    Flint, MI
Other Businesses

1)ROBERT T. TAYLOR LAW FIRM, 100% BUSINESS OWNER, 2302 STONEBRIDGE DR. BUILDING D, FLINT MI, STARTED IN APRIL 2010. 5HRS/MONTH, 0 DURING SEC HRS. THIS FIRM WAS ESTABLISHED TO COLLECT REFERRAL FEES FROM OTHER ATTORNEYS. 2)TAYLOR & MORGAN ASSET MANAGEMENT; FLINT, MI; INVESTMENT RELATED; 100% OWNER; 9/10; 20 HOURS/MONTH; 4 HOURS DURING TRADING; FINANCIAL SERVICES ENTITY 2)MFCI, INC.; MEMBER; SCHEDD7ATYPE : REGISTERED MUNICIPAL ADVISOR; NON-INVESTMENT RELATED; 2302 STONEBRIDGE DR., FLINT, MI 48532; DESCRIPTION OF THE BUSINESS : MFCI IS A MUNICIPAL FINANCIAL ADVISORY SPECIALIZING IN MUNICIPAL BOND ISSUES; RESPONSIBILITIES DUTIES : NO DAY TO DAY RESPONSIBILITIES; 2018-02-01; HOURS DEVOTED TO BUSINESS DURING TRADING HOURS : 0; HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS : 5; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS : 0 3 )Taylor Capital, LLC; Investment related: Yes; 1213 W. Morehead St., 5th Floor Charlotte North Carolina 28208 United States; Taylor Capital, LLC is the General Partner for Dormie Equity Partners, LP, which is a private real estate investment fund. ; Position Title: CEO; Responsibilities Duties: Rob oversees Taylor Capital's management of Dormie Equity Partners, LP. He responsible for managing the leasing, financing, acquisitions, and repositioning of the real estate owned by Dormie Equity Partners, LP. ; Start date: 2019-01-01; Hours per month during trading hours: 10; Hours per month outside trading hours: 40; Percentage of total yearly compensation expected to be derived from the business: 25.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-07
  • S66 Uniform Combined State Law Examination
    2010-09-07

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