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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-03-16 |
| CT | RA | APPROVED | 2011-03-15 |
Branch Locations
One Fawcett Place 3Rd Floor, Greenwich, CT 06830 • United States
500 Post Road East 3Rd Floor, Westport, CT 06880 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Greenwich | CT | 02/2011 | Present |
1. Town of Easton; Non Investment related; Easton, Connecticut; Government / Municipality / Political; Member of the Pension and Employee Benefits Commission; 10/2017; During business hours: 0; After business hours: 0.1; Act as the administrative review board
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-20 |
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