Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-30 |
Branch Locations
101 S Rodeo Dr, Beverly Hills, CA 90212 • United States
2049 Century Park E, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Union Bank | Northridge | CA | 09/2007 | 05/2017 |
| Unionbanc Investment Services | Santa Monica | CA | 08/2010 | 05/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 08/2024 | Present |
| 1St Century Bank | Los Angeles | CA | 05/2017 | 07/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-25 |
Reach out to this advisor