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Mark C Spina

Pfs Investments Inc.

Langhorne, PA

CRD 5832524

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Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-05-26
  • PA RA
    APPROVED
    Since 2016-05-26

Branch Locations

340 E Maple Ave Ste 205, Langhorne, PA 19047 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc Langhorne PA 08/2010 Present
Primerica Financial Services Langhorne PA 03/2010 Present
  • 08/2010 → Present
    Langhorne, PA
  • 03/2010 → Present
    Primerica Financial Services
    Langhorne, PA
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Focused on Integrity Inc., Owner/President, Investment Related, 863 Cypress Ave. Langhorne, PA 19047, 01/29/2017 to Present, 320 hours per month (140 hours per month during securities trading hours), Legal entity formed solely for Primerica business purposes.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-19
S63 Uniform Securities Agent State Law Examination 2011-04-23
  • S65 Uniform Investment Adviser Law Examination
    2016-05-19
  • S63 Uniform Securities Agent State Law Examination
    2011-04-23

View on SEC IAPD

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