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Amit A. Prasad

Pnc Wealth Management LLC

Escalon, CA

Sonora, CA

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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-02-15
  • CA RA
    APPROVED
    Since 2022-02-15

Branch Locations

3380 Mchenry Avenue, Escalon, CA 95320 • United States

13755-A Mono Way, Sonora, CA 95370 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Birmingham AL 08/2009 08/2021
Bbva Securities Inc. Escalon CA 05/2013 08/2021
Bbva Compass Insurance Agency, Inc. Austin TX 02/2010 08/2021
Pnc Investments Lodi CA 08/2021 Present
  • 08/2009 → 08/2021
    Compass Bank
    Birmingham, AL
  • 05/2013 → 08/2021
    Bbva Securities Inc.
    Escalon, CA
  • 02/2010 → 08/2021
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 08/2021 → Present
    Pnc Investments
    Lodi, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-14
S63 Uniform Securities Agent State Law Examination 2010-11-15
  • S65 Uniform Investment Adviser Law Examination
    2022-02-14
  • S63 Uniform Securities Agent State Law Examination
    2010-11-15
Other Names
  • Amit A Prasad

View on SEC IAPD

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