Chad Jacob Warren

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 07/2018
  Edward Jones
  St Louis, MO
• 09/2018 → Present
  Lpl Financial
  St. Louis, MO

Previous Registrations

• 2013-08-05 → 2018-07-06
  Edward Jones
  Kirkwood, MO
• 2010-10-12 → 2013-08-05
  Securian Financial Services, Inc.
  St. Louis, MO

Other Businesses

1) 9/17/2018 - DBA FOR LPL BUSINESS - CLAYTON INTVESTMENT ASSOCIATES - 100% - ST. LOUIS, MO

Exams

• S66 Uniform Combined State Law Examination
  2010-09-17