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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-08-16 |
| CA | RA | APPROVED | 2014-11-25 |
Branch Locations
3550 Vine St, Riverside, CA 92507 • United States
Upland, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ontario | CA | 10/2014 | Present |
| Bank Of America, N.A. | Ontario | CA | 10/2014 | Present |
I*972234 For profit or not for profit: Name of outside business organization: Uber Investment related: N Address of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , driving passengers from one destination to another. Deliver food from restaurants to a delivery point
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-07 |
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