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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2016-06-29
  • SD RA
    APPROVED
    Since 2016-06-29

Branch Locations

7615 South Kenton Lane Suite 100, Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Sioux Falls SD 08/2010 Present
Nylife Securities Llc Sioux Falls SD 09/2010 Present
Garry Associates Llp Sioux Falls SD 01/2011 Present
Eagle Strategies Llc Sioux Falls SD 06/2016 Present
  • 08/2010 → Present
    New York Life Insurance Company
    Sioux Falls, SD
  • 09/2010 → Present
    Nylife Securities Llc
    Sioux Falls, SD
  • 01/2011 → Present
    Garry Associates Llp
    Sioux Falls, SD
  • 06/2016 → Present
    Sioux Falls, SD
Other Businesses

[OPERATING UNDER THE NAME GARRY ASSOCIATE LLP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS INSURANCE BROKERING; SIOUX FALLS, SD 57108; START DATE 02/2014; ROLE/TITLE: PARTNER; INVESTMENT RELATED; 1 HOURS PER MONTH; 1 HOURS PER MONTH DURING SECURITIES TRADING HOURS]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-22
S63 Uniform Securities Agent State Law Examination 2011-02-07
  • S65 Uniform Investment Adviser Law Examination
    2016-03-22
  • S63 Uniform Securities Agent State Law Examination
    2011-02-07

View on SEC IAPD

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