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Reese William Hughes

Tsa Management Inc

Glen Head, NY

Clifton Park Dr, NY

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Current Employers
Tsa Management Inc

725 Glen Cove Ave, Glen Head, NY 11545 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-06
  • NY RA
    APPROVED
    Since 2021-04-06

Branch Locations

725 Glen Cove Ave, Glen Head, NY 11545 • United States

4 Executive Park Dr Suite 101, Clifton Park Dr, NY 12065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 06/2017
Mml Investors Services, Llc Latham NY 03/2017 06/2017
Halliday Financial, Llc Clifton Park NY 06/2017 Present
  • 07/2016 → 06/2017
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 06/2017
    Mml Investors Services, Llc
    Latham, NY
  • 06/2017 → Present
    Halliday Financial, Llc
    Clifton Park, NY
Previous Registrations
  • 2017-06-21 → 2019-12-31
    Tsa Management Inc
    Clifton Park, NY
    Glen Head, NY
  • 2014-07-11 → 2016-12-31
    Msi Financial Services, Inc.
    Latham, NY
  • 2010-09-21 → 2012-10-03
    Granite Investment Advisors, Llc
    Concord, NH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-05-16
S65 Uniform Investment Adviser Law Examination 2010-09-17
  • S63 Uniform Securities Agent State Law Examination
    2014-05-16
  • S65 Uniform Investment Adviser Law Examination
    2010-09-17

View on SEC IAPD

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Other Investors

FRANK VEE FINCH
JAMES WERNER
MICHAEL JONATHAN ROMER
Rebecca Rose Pino
Matthew Ritchie Monk
DENIS JOSEPH MOYNIHAN
SANDY JOEL SIFF
JAMES JOSEPH PINO

Other Offices

LPL FINANCIAL LLC · GLEN HEAD, NY
J.P. MORGAN SECURITIES LLC · GLEN HEAD, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Glen Head, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Old Brookville, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Glen Head, NY
CETERA INVESTMENT ADVISERS LLC · OLD BROOKVILLE, NY
CITIGROUP GLOBAL MARKETS INC. · Glen Head, NY
ABBONDANDOLO WEALTH MANAGEMENT CORP · GLEN COVE, NY

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