Kevin James Birkner

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2020-07-14
TX	RA	APPROVED_RES	2020-06-12

NJ RA
APPROVED

Since 2020-07-14
TX RA
APPROVED_RES

Since 2020-06-12

Branch Locations

20 Linden Place, Red Bank, NJ 07701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Houston	TX	01/2016	06/2020
Morgan Stanley Smith Barney Llc	Red Bank	NJ	06/2020	Present
Morgan Stanley Private Bank, N.A	New York	NY	07/2020	Present

01/2016 → 06/2020

Ubs Financial Services Inc.

Houston, TX
06/2020 → Present

Morgan Stanley Smith Barney Llc

Red Bank, NJ
07/2020 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2014-11-03 → 2020-07-06

Ubs Financial Services Inc.

Weehawken, NJ

Houston, TX

Wall, NJ
2014-03-11 → 2014-11-04

Woodstock Financial Group, Inc.

Woodstock, GA

West New York, NJ

Woodstock, GA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-03-06
S63	Uniform Securities Agent State Law Examination	2010-08-16

S65 Uniform Investment Adviser Law Examination

2014-03-06
S63 Uniform Securities Agent State Law Examination

2010-08-16

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews