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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
FL RA APPROVED 2015-11-09
  • NY RA
    APPROVED
    Since 2021-06-14
  • FL RA
    APPROVED
    Since 2015-11-09

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Cazenovia, NY • United States

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-01-04
  • FL RA
    APPROVED
    Since 2016-01-04

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Cazenovia, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Cazenovia NY 04/2013 Present
Raymond James & Associates Cazenovia NY 09/2014 Present
Raymond James Financial Services Advisors Inc. Cazenovia NY 01/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-29
S63 Uniform Securities Agent State Law Examination 2011-05-25
  • S65 Uniform Investment Adviser Law Examination
    2015-09-29
  • S63 Uniform Securities Agent State Law Examination
    2011-05-25
Other Names
  • Jacqueline M Andrews
  • Jacqueline Marie Andrews

View on SEC IAPD

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