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Kathleen M Berne

Raymond James & Associates, Inc.

Westlake, OH

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-12-19
  • OH RA
    APPROVED
    Since 2025-12-19

Branch Locations

159 Crocker Park Blvd. Suite 390, Westlake, OH 44145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates ,Inc. Westlake OH 05/2017 09/2019
Homemaker Bothell WA 05/2016 04/2017
Fidelity Investments Westlake OH 07/2020 08/2024
Raymond James & Associates, Inc. Westlake OH 12/2025 Present
Homemaker Cleveland OH 08/2024 11/2025
Homemaker Cleveland OH 10/2019 06/2020
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-02-25
S63 Uniform Securities Agent State Law Examination 2011-01-14
  • S65 Uniform Investment Adviser Law Examination
    2011-02-25
  • S63 Uniform Securities Agent State Law Examination
    2011-01-14
Designations
Other Names
  • Kathleen Johnson
  • Kathleen Marie Johnson
  • Kathleen Marie Berne
  • Kathleen M Berne
  • Katie Berne

View on SEC IAPD

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Laurel Fitzsimmons
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Other Offices

PARADIGM WEALTH MANAGEMENT, LLC · WESTLAKE, OH
HIGHLAND CONSULTING ASSOCIATES INC. · CLEVELAND, OH
HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC. · CLEVELAND, OH
COLETTA CAPITAL, LLC · WESTLAKE, OH
ATHLETES FINANCIAL ADVISERS, LLC · WESTLAKE, OH
MORGAN STANLEY · Westlake, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE, OH
INDEPENDENT FINANCIAL GROUP, LLC · Westlake, OH

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