Derek Van Der Wal

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2020-02-28
TX	RA	APPROVED	2020-02-28

CA RA
APPROVED

Since 2020-02-28
TX RA
APPROVED

Since 2020-02-28

Branch Locations

840 N. San Fernando Blvd., Burbank, CA 91502 • United States

224 W Colorado St, Ste 101A, Glendale, CA 91204 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank, N.A.	Burbank	CA	08/2010	Present
J.P. Morgan Securities Llc	Burbank	CA	10/2012	Present

08/2010 → Present

Jpmorgan Chase Bank, N.A.

Burbank, CA
10/2012 → Present

J.P. Morgan Securities Llc

Burbank, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-10-25
S63	Uniform Securities Agent State Law Examination	2010-09-01

S66 Uniform Combined State Law Examination

2019-10-25
S63 Uniform Securities Agent State Law Examination

2010-09-01

View on SEC IAPD

Current Employers

J.P. Morgan Securities Llc

Disclosures

Employment History

Exams

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