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Trey Alan Fidler

Charles Schwab & Co., Inc.

Plano, TX

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-08
  • TX RA
    APPROVED
    Since 2021-07-08

Branch Locations

3310 Dallas Parkway Suite 111, Plano, TX 75093-7709 • United States

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Watershouse Investor Services Inc Fort Worth TX 02/2006 07/2021
Charles Schwab & Co., Inc Westlake TX 05/2006 Present
Charles Schwab Bank, Ssb Westlake TX 08/2021 Present
  • 02/2006 → 07/2021
    Td Watershouse Investor Services Inc
    Fort Worth, TX
  • 05/2006 → Present
    Charles Schwab & Co., Inc
    Westlake, TX
  • 08/2021 → Present
    Charles Schwab Bank, Ssb
    Westlake, TX
Previous Registrations
  • 2008-01-31 → 2021-10-19
    Td Ameritrade Investment Management, Llc
    Houston, TX
    Fort Worth, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
  • 2009-03-26 → 2021-07-08
    Td Ameritrade, Inc.
    Fort Worth, TX
    Houston, TX
    Fort Worth, TX
    Westlake, TX
    Fort Worth, TX
    Fort Worth, TX
    Houston, TX
    Houston, TX
    Sugarland, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-01
S63 Uniform Securities Agent State Law Examination 2006-05-10
  • S66 Uniform Combined State Law Examination
    2007-03-01
  • S63 Uniform Securities Agent State Law Examination
    2006-05-10

View on SEC IAPD

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