Riley Ann Ann Davis

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2013-04-02
TX	RA	APPROVED	2013-04-02

ME RA
APPROVED

Since 2013-04-02
TX RA
APPROVED

Since 2013-04-02

Branch Locations

One City Center 10Th Floor, Portland, ME 04101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Portland	ME	04/2013	Present

04/2013 → Present

Ubs Financial Services Inc.

Portland, ME

Previous Registrations

2011-10-05 → 2013-04-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Portland, ME

Other Businesses

Falmouth School Department / public High school / 74 Woodville Rd / Falmouth / Maine / United States / 04105 / / Assistant Varsity Field Hockey Coach / No Active / USD / 2000 / / No /

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-09-21

S66 Uniform Combined State Law Examination

2011-09-21

Other Names

Riley Ann Haddock
Riley A Haddock
Riley Ann Braasch

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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