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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-10-21
FL RA APPROVED 2014-10-01
  • TX RA
    APPROVED
    Since 2014-10-21
  • FL RA
    APPROVED
    Since 2014-10-01

Branch Locations

355 Alhambra Cir, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 06/2014 Present
Bank Of America, N.A. Miami FL 01/2015 Present
Other Businesses

I*138657For profit or not for profit: For-Profit Name of outside business organization: Ponce Villas LLC Investment related: N Address of business: Coral Gables, Florida 33146Nature of business: LLC, Position, title, association: Committee Member, Start date of relationship: 6/25/2021Number of hours devoted: 2 hrs Mthly Number of hours devoted during trading hours: 0Duties: simply participating in my HOA as a board member. I*1153275For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: N Address of business: Coral Gables, Florida, 33146Nature of business: Position, title, association: Sole owner, Start date of relationship: 3/15/2023Number of hours devoted: 1 hr Monthly Number of hours devoted during trading hours: 0Duties: , General Notes: This isn't official yet, but is likely to happen. I have a 3/3 townhouse which i live in by myself. I will likely get a rental in Miami Beach if I am properly compensated for renting out my house. I*1022362For profit or not for profit: Name of outside business organization: non Investment related: N Address of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , I got my real estate sales associate license to execute my families future transactions to save commissions. I have no interest in working as a sales associate for other people. I*4123267, Entity Type: Entity For Profit, Name of OBA: By Fine Design, Address: MImai, Florida, 33133, Investment Related: N, Position, Title, Association: ["Owner"], Employee Start Date: 03/31/2026, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties: I want to order custom fabrics from well known wool mills directly, and to do so i need to be incorporated. I will mostly be creating custom suits ordering materials from europe and importing them to the US. Very low hours expected to be spent on this. Update - I find this fun and my friends have asked to buy suits that i have been making for myself. I am going to design and sell custom suits to friends who like my suits. Custom Suit/Clothing Made To Measure Business

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-29
  • S66 Uniform Combined State Law Examination
    2014-09-29
Other Names
  • Daniel Corrigan Fine

View on SEC IAPD

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