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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29

Branch Locations

2937 Veneman Ave Ste B200, Modesto, CA 95356 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 08/2010 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Other Businesses

1. NAME OF OTHER BUSINESS: VARIOUS COMPANIES, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED BRANCH, NATURE OF BUSINESS: INSURANCE, POSITION/TITLE/RELATIONSHIP: AGENT, START DATE: 04/03/2012, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: OFFERS FIXED GROUP AND INDIVIDUAL ANNUITIES; 2. NAME OF OTHER BUSINESS: DBA CALIFORNIA ASSET MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED NATURE OF BUSINESS: INSURANCE START DATE: 12/01/2014 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: DBA FOR INSURANCE ; 3. NAME OF OTHER BUSINESS: JZ BOAT & RV STORAGE ; INVESTMENT RELATED: NO ADDRESS: 824B KIERNAN AVE, MODESTO CA 95356 ; NATURE OF BUSINESS: RV & TRAILER STORAGE FACILITY ; START DATE: 02/2019 ; POSITION/TITLE/RELATIONSHIP: CO-OWNER APX NUMBER OF HOURS PER WEEK: 2-3 ; APX NUMBER OF HOURS DURING TRADING HOURS:2-3 ; BRIEF DESCRIPTION OF DUTIES: CO-OWNER OF AN AUTOMATED STORAGE FACILITY ; 4. NAME OF OTHER BUSINESS: CAM DIRECTED INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: GROUP RETIREMENT INSURANCE, START DATE:12/2019, POSITION/TITLE/RELATIONSHIP: AGENT, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FIXED INSURANCE 5. NAME OF OTHER BUSINESS: SOCIETY HUMAN RESOURCES MANAGERD (SHRM); INVESTMENT RELATED: NO; ADDRESS: 2972 W SWAIN RD STOCKTON CA 95219; NATURE OF BUSINESS: HUMAN RESOURCES; START DATE: 11/2020; POSITION/TITLE/RELATIONSHIP: DIRECTOR OF MEMBERSHIP; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: CALL MEMBERS TO ENCOURAGE MEETING ATTENDANCE, ENSURE CONTACT INFORMATION IS CURRENT;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-15
S63 Uniform Securities Agent State Law Examination 2011-11-15
  • S66 Uniform Combined State Law Examination
    2022-04-15
  • S63 Uniform Securities Agent State Law Examination
    2011-11-15
Other Names
  • Zachary Walters

View on SEC IAPD

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