Thomas Yao

Employer firm

Moneco Advisors CRD 171922

$2.28B regulatory AUM 23 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• THIRD PARTY SPONSORED PROGRAMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2017 → 05/2024
  Ds Advisors
  New York, NY
• 03/2016 → 08/2017
  Goudy Park Capital
  Chicago, IL
• 05/2016 → 09/2016
  The Tcw Group
  Los Anegeles, CA
• 05/2024 → 08/2026
  Hightower Advisors
  Chicago, IL
• 08/2026 → Present
  Moneco Advisors
  Fairfield, CT

Previous Registrations

• 2024-05-22 → 2026-08-06
  Hightower Advisors, Llc
  Westport, CT
  Chicago, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-05-01

Other Names

• Thomas L Yao