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Thomas Yao

Moneco Advisors

Fairfield, CT

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Current Employers
Moneco Advisors

2150 Post Road, Suite 201, Fairfield, CT 06824 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-08-11
  • CT RA
    APPROVED
    Since 2026-08-11

Branch Locations

2150 Post Road, Suite 201, Fairfield, CT 06824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ds Advisors New York NY 08/2017 05/2024
Goudy Park Capital Chicago IL 03/2016 08/2017
The Tcw Group Los Anegeles CA 05/2016 09/2016
Hightower Advisors Chicago IL 05/2024 08/2026
Moneco Advisors Fairfield CT 08/2026 Present
  • 08/2017 → 05/2024
    Ds Advisors
    New York, NY
  • 03/2016 → 08/2017
    Goudy Park Capital
    Chicago, IL
  • 05/2016 → 09/2016
    The Tcw Group
    Los Anegeles, CA
  • 05/2024 → 08/2026
    Hightower Advisors
    Chicago, IL
  • 08/2026 → Present
    Moneco Advisors
    Fairfield, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-01
  • S65 Uniform Investment Adviser Law Examination
    2024-05-01
Other Names
  • Thomas L Yao

View on SEC IAPD

Other Firms

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
JANNEY MONTGOMERY SCOTT LLC
EDGEWOOD CAPITAL ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
DAYMARK WEALTH PARTNERS, LLC
EDWARD JONES
CHARTER RESEARCH & INVESTMENT GROUP INC

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JONATHAN DAVID JAROW
PETER JULIAN DEE
ALEJANDRO MICHAEL VITERI
Steven Mark Guillotel
PAUL JOHN DEARCE
MICHAEL BRADEN GOLEMBIESKY
David Kenneth Galuskin

Other Offices

HERBERT J. SIMS CAPITAL MANAGEMENT, INC. · FAIRFIELD, CT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fairfield, CT
MONECO ADVISORS · FAIRFIELD, CT
JANNEY MONTGOMERY SCOTT LLC · Fairfield, CT
EDGEWOOD CAPITAL ADVISORS, LLC · SOUTHPORT, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Southport, CT
DAYMARK WEALTH PARTNERS, LLC · Southport, CT
EDWARD JONES · FAIRFIELD, CT

More in Fairfield, CT

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