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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-01-26
MD RA APPROVED 2025-12-19
TX RA APPROVED 2025-12-19
  • DC RA
    APPROVED
    Since 2026-01-26
  • MD RA
    APPROVED
    Since 2025-12-19
  • TX RA
    APPROVED
    Since 2025-12-19

Branch Locations

2800 University Blvd W Ste A, Wheaton, MD 20902 • United States

8830 Stanford Blvd 3Rd Fl [M3-Rbo], Columbia, MD 21045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. Washington DC 05/2016 12/2025
Hsbc Bank Usa N.A. Washington DC 05/2016 12/2025
Wells Fargo Clearing Services, Llc Columbia MD 12/2025 Present
Previous Registrations
Other Businesses

1.the name of the other business; MD Fusion Soccer 2.whether the business is investment-related; No 3.the address of the other business; 10921 Deborah Dr, Rockville, MD 20854 4.the nature of the other business; MD Fusion is an educational-athletic organization that provides well-organized soccer recreation. 5.your position; Soccer coach for a youth team 6.title, or relationship with the other business; Soccer coach 7.the start date of your relationship; Aug 28 2024 8.the approximate number of hours/month you devote to the other business; 20 hours a month 9.the number of hours you devote to the other business during securities trading hours; 0 hours 10.and briefly describe your duties relating to the other business; MD Fusion is an educational-athletic organization that provides well-organized soccer recreation. I will serve as a soccer coach for a youth team, dedicating 3 hours on weekdays after business hours and 2 hours on weekends.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-01-24
  • S66 Uniform Combined State Law Examination
    2011-01-24

View on SEC IAPD

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