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Rongxia Zhu

J.P. Morgan Securities LLC

Gaithersburg, MD

Derwood, MD

Kensington, MD

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-08
MD RA APPROVED 2024-06-20
  • TX RA
    APPROVED_RES
    Since 2024-07-08
  • MD RA
    APPROVED
    Since 2024-06-20

Branch Locations

494 N Frederick Ave, Gaithersburg, MD 20877 • United States

7250 Muncaster Mill Rd, Derwood, MD 20855 • United States

2801 University Blvd W, Kensington, MD 20895 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc. Atlanta GA 01/2014 06/2022
Suntrust Bank/Truist Bank Rockville MD 12/2013 06/2022
Globalink Securities, Inc. Pasadena CA 05/2022 06/2024
Truist Advisory Services, Inc. Atlanta GA 09/2016 06/2022
J.P. Morgan Securities Llc Derwood MD 06/2024 Present
Jpmorgan Chase Bank, N.A. Derwood MD 06/2024 Present
Transglobal Advisory, Llc Monrovia CA 06/2022 06/2024
Truist Investment Services Atlanta GA 01/2014 06/2022
Transglobal Advisory, Llc Monrovia CA 07/2022 06/2024
Gloibalink Securities Pasadena CA 06/2022 06/2024
  • 01/2014 → 06/2022
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 12/2013 → 06/2022
    Suntrust Bank/Truist Bank
    Rockville, MD
  • 05/2022 → 06/2024
    Globalink Securities, Inc.
    Pasadena, CA
  • 09/2016 → 06/2022
    Truist Advisory Services, Inc.
    Atlanta, GA
  • 06/2024 → Present
    J.P. Morgan Securities Llc
    Derwood, MD
  • 06/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Derwood, MD
  • 06/2022 → 06/2024
    Transglobal Advisory, Llc
    Monrovia, CA
  • 01/2014 → 06/2022
    Truist Investment Services
    Atlanta, GA
  • 07/2022 → 06/2024
    Transglobal Advisory, Llc
    Monrovia, CA
  • 06/2022 → 06/2024
    Gloibalink Securities
    Pasadena, CA
Previous Registrations
  • 2022-08-17 → 2024-06-13
    Transglobal Advisory, Llc
    Monrovia, CA
  • 2016-09-09 → 2022-06-09
    Truist Advisory Services, Inc.
    Rockville, MD
    Rockville, MD
    Potomac, MD
    Gaithersburg, MD
  • 2014-04-16 → 2016-12-31
    Truist Investment Services, Inc.
    Rockville, MD
    Olney, MD
    Rockville, MD
    Williamsburg, VA
    Richmond, VA
    Olney, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-16
  • S66 Uniform Combined State Law Examination
    2014-04-16
Other Names
  • Rongxia Zhu
  • Kathy Zhu
  • Rongxia X Zhu

View on SEC IAPD

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