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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2017-09-18 |
Branch Locations
12455 Dix-Toledo Rd, Southgate, MI 48195 • United States
Grosse Ile, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 10/2010 | 09/2017 |
| Ameriprise Financial Services, Inc. | Southgate | MI | 09/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Southgate | MI | 03/2020 | Present |
Business Ownership; Stephen M Hartwig DBA; ; for tracking business expenses; 8431 Church Grosse Ile MI 48138, ,; Not Investment-Related; 09/18/2017; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-08 |
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