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James Tipper Sears

Ameriprise Financial Services, LLC

Irvington, NY

Irvington, NY

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-30
NY RA APPROVED 2021-08-24
  • TX RA
    APPROVED_RES
    Since 2021-08-30
  • NY RA
    APPROVED
    Since 2021-08-24

Branch Locations

90 N Broadway Suite 104, Irvington, NY 10533 • United States

Irvington, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2017 06/2019
Michael Page New York NY 09/2015 12/2016
Cuso Financial Services, Lp San Diego CA 08/2019 07/2020
Ameriprise Financial Services Llc Shelton CT 08/2020 08/2021
Ameriprise Financial Services, Llc Irvington NY 08/2021 Present
Previous Registrations
  • 2020-08-04 → 2021-08-23
    Ameriprise Financial Services, Llc
    Shelton, CT
  • 2019-09-04 → 2020-07-31
    Cuso Financial Services, L.P.
    Port Chester, NY
    Irvington, NY
    San Diego, CA
    Irvington, NY
    Liberty, NY
    New York, NY
    Cambridge, MA
    Wayne, NJ
    West Haven, CT
    Malden, MA
    Medford, MA
  • 2017-08-18 → 2019-06-11
    Edward Jones
    Irvington, NY
    St Louis, MO
    Irvington, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-27
  • S66 Uniform Combined State Law Examination
    2017-05-27
Other Names
  • James Tipper Sears
  • James Tipper Sears

View on SEC IAPD

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Other Offices

PLANMEMBER SECURITIES CORPORATION · IRVINGTON, NY
PRIVATE ADVISOR GROUP, LLC · Irvington, NY
MA ASSET MANAGEMENT, LLC · IRVINGTON, NY
STEWARDSHIP FINANCIAL PLANNING · IRVINGTON, NY
HUDSON CAPITAL MANAGEMENT INC. · IRVINGTON, NY
HARVEY PARTNERS, LLC · TARRYTOWN, NY
ONYX BRIDGE WEALTH GROUP LLC · TARRYTOWN, NY
SANDERS SMITH LIMITED · TARRYTOWN, NY

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