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Current Employers
Lighthouse Wealth Strategies, Llc

3312 Rosedale St Suite 201, Gig Harbor, WA 98335 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-08-29
FL RA APPROVED 2024-08-08
MO RA APPROVED 2024-08-05
TX RA APPROVED_RES 2024-08-05
CA RA APPROVED 2024-08-02
OR RA APPROVED 2024-08-02
WA RA APPROVED 2019-02-21
  • AZ RA
    APPROVED
    Since 2024-08-29
  • FL RA
    APPROVED
    Since 2024-08-08
  • MO RA
    APPROVED
    Since 2024-08-05
  • TX RA
    APPROVED_RES
    Since 2024-08-05
  • CA RA
    APPROVED
    Since 2024-08-02
  • OR RA
    APPROVED
    Since 2024-08-02
  • WA RA
    APPROVED
    Since 2019-02-21

Branch Locations

3312 Rosedale St Suite 201, Gig Harbor, WA 98335 • United States

Sowell Management

5320 Northshore Drive, North Little Rock, AR 72118 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2016-10-03
  • WA RA
    APPROVED
    Since 2016-10-03

Branch Locations

3312 Rosedale Street Nw Suite 201, Gig Harbor, WA 98335 • United States

5320 Northshore Drive, North Little Rock, AR 72118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Purshe Kaplan Sterling Investments Albany NY 10/2012 06/2017
Concert Wealth Management, Inc. San Jose CA 03/2015 01/2017
Sowell Financial Services, Llc North Little Rock AR 09/2016 Present
Lighthouse Wealth Strategies Gig Harbor WA 10/2016 Present
  • 10/2012 → 06/2017
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 03/2015 → 01/2017
    Concert Wealth Management, Inc.
    San Jose, CA
  • 09/2016 → Present
    Sowell Financial Services, Llc
    North Little Rock, AR
  • 10/2016 → Present
    Lighthouse Wealth Strategies
    Gig Harbor, WA
Previous Registrations
  • 2015-03-05 → 2017-01-03
    Concert Wealth Management
    Gig Harbor, WA
    San Jose, CA
  • 2016-10-12 → 2016-10-17
    Lighthouse Wealth Strategies
    Gig Harbor, WA
  • 2012-08-10 → 2015-03-03
    Gig Harbor, WA
    Mercer Island, WA
  • 2010-10-22 → 2012-08-27
    Tacoma, WA
Other Businesses

Mr. Brady Brian Buskirk is dual registered with Sowell Management Services. In this role Mr. Buskirk provides financial services including the transacting of a multitude of financial products for clients. He spends approximately 40 hours a week in this endeavor. Brady Brian Buskirk is a licensed insurance agent appointed with various companies. In this capacity Mr. Buskirk may recommend insurance products and receive commissions and other compensation if products are purchased through any companies with which Mr. Buskirk is affiliated. Thus, a conflict of interest may exist between the interests of Mr. Buskirk and those of the advisory clients. However, the clients are under no obligation to act upon any recommendations of Mr. Buskirk, or effect any transactions through Mr. Buskirk if they decide to follow the recommendations. Lastly, Mr. Buskirk is owner of rental property. He spends approximately 5 hours a month during market and non-market hours providing maintenance and upkeep of the property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-21
  • S66 Uniform Combined State Law Examination
    2010-10-21
Other Names
  • Brady B Buskirk

View on SEC IAPD

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