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3312 Rosedale St Suite 201, Gig Harbor, WA 98335 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-08-29 |
| FL | RA | APPROVED | 2024-08-08 |
| MO | RA | APPROVED | 2024-08-05 |
| TX | RA | APPROVED_RES | 2024-08-05 |
| CA | RA | APPROVED | 2024-08-02 |
| OR | RA | APPROVED | 2024-08-02 |
| WA | RA | APPROVED | 2019-02-21 |
Branch Locations
3312 Rosedale St Suite 201, Gig Harbor, WA 98335 • United States
5320 Northshore Drive, North Little Rock, AR 72118 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2016-10-03 |
Branch Locations
3312 Rosedale Street Nw Suite 201, Gig Harbor, WA 98335 • United States
5320 Northshore Drive, North Little Rock, AR 72118 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany | NY | 10/2012 | 06/2017 |
| Concert Wealth Management, Inc. | San Jose | CA | 03/2015 | 01/2017 |
| Sowell Financial Services, Llc | North Little Rock | AR | 09/2016 | Present |
| Lighthouse Wealth Strategies | Gig Harbor | WA | 10/2016 | Present |
Mr. Brady Brian Buskirk is dual registered with Sowell Management Services. In this role Mr. Buskirk provides financial services including the transacting of a multitude of financial products for clients. He spends approximately 40 hours a week in this endeavor. Brady Brian Buskirk is a licensed insurance agent appointed with various companies. In this capacity Mr. Buskirk may recommend insurance products and receive commissions and other compensation if products are purchased through any companies with which Mr. Buskirk is affiliated. Thus, a conflict of interest may exist between the interests of Mr. Buskirk and those of the advisory clients. However, the clients are under no obligation to act upon any recommendations of Mr. Buskirk, or effect any transactions through Mr. Buskirk if they decide to follow the recommendations. Lastly, Mr. Buskirk is owner of rental property. He spends approximately 5 hours a month during market and non-market hours providing maintenance and upkeep of the property.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-21 |
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