Vincent Howard Richerson

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → 11/2021
  Wells Fargo Bank Na
  Albuquerque, NM
• 07/2014 → 07/2021
  Wells Fargo Clearing Services, Llc
  Albuquerque, NM
• 07/2022 → Present
  Jp Morgan Chase Bank, N.A.
  Albuquerque, NM
• 07/2022 → Present
  Jp Morgan Securities, Llc
  Albuquerque, NM
• 11/2021 → 07/2022
  Unemployed
  Albuquerque, NM

Previous Registrations

• 2014-09-29 → 2021-08-03
  Wells Fargo Clearing Services, Llc
  Albuquerque, NM
  El Paso, TX
  Albuquerque, NM
  Albuquerque, NM
  Albuquerque, NM
  Albuquerque, NM

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-09-29
• S63 Uniform Securities Agent State Law Examination
  2014-09-11

Other Names

• Vincent H Richerson