Paul Kunz

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 03/2019
  Lpl Financial Llc
  Park City, UT
• 11/2015 → 03/2019
  Zions Bank
  Park City, UT
• 03/2019 → 04/2022
  Hancock Whitney Investment Services, Inc.
  Mobile, AL
• 03/2019 → 04/2022
  Hancock Whitney Bank
  Mobile, AL
• 04/2022 → Present
  Lpl Financial Llc
  Fairhope, AL

Previous Registrations

• 2019-03-20 → 2022-05-02
  Hancock Whitney Investment Services Inc.
  New Orleans, LA
  Mobile, AL
  Fairhope, AL
  Daphne, AL
  Mobile, AL
  Gulf Shores, AL
• 2016-02-29 → 2019-02-19
  Lpl Financial Llc
  Park City, UT
  San Diego, CA
  Park City, UT
  Park City, UT
  Midvale, UT
  Midvale, UT
  Coalville, UT
  Midvale, UT

Other Businesses

1)03/29/2022 - Wander Lane Financial Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 04/2022

Exams

• S66 Uniform Combined State Law Examination
  2016-02-26
• S63 Uniform Securities Agent State Law Examination
  2015-11-25