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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2017-11-01
  • AL RA
    APPROVED
    Since 2017-11-01

Branch Locations

605 Second Avenue, Opelika, AL 36801 • United States

2426 Enterprise Drive, Opelika, AL 36801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Selma AL 05/2015 10/2017
Cetera Investment Advisors Llc Selma AL 05/2015 10/2017
Cetera Investment Services Llc St.CLoud MN 05/2015 10/2017
Pnc Investments, Llc Prattville AL 10/2017 Present
  • 05/2015 → 10/2017
    Regions Bank
    Selma, AL
  • 05/2015 → 10/2017
    Cetera Investment Advisors Llc
    Selma, AL
  • 05/2015 → 10/2017
    Cetera Investment Services Llc
    St.CLoud, MN
  • 10/2017 → Present
    Pnc Investments, Llc
    Prattville, AL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-22
  • S66 Uniform Combined State Law Examination
    2012-03-22

View on SEC IAPD

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