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William Alexander Nunn

Cetera Investment Advisers LLC

Tampa, FL

CRD 5827790

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-08-08
TX RA APPROVED 2022-07-22
  • FL RA
    APPROVED
    Since 2022-08-08
  • TX RA
    APPROVED
    Since 2022-07-22

Branch Locations

2202 North Westshore Boulevard Suite 150, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hancock Investment Services, Inc. Tampa FL 09/2013 08/2022
Hancock Bank Tampa FL 09/2013 Present
Cetera Investment Advisers Llc Tampa FL 07/2022 Present
Cetera Investment Services Llc Saint Cloud MN 08/2022 Present
  • 09/2013 → 08/2022
    Hancock Investment Services, Inc.
    Tampa, FL
  • 09/2013 → Present
    Hancock Bank
    Tampa, FL
  • 07/2022 → Present
    Tampa, FL
  • 08/2022 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
Previous Registrations
Other Businesses

1. OWNER AND MANAGING MEMBER OF NUNN PROPERTIES LLC; FAMILY FARM; 3-5 HRS/MO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-01
  • S66 Uniform Combined State Law Examination
    2010-10-01

View on SEC IAPD

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