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Richard M Gordon

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Saint Petersburg, FL

Savannah, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2010-11-03
  • FL RA
    APPROVED
    Since 2010-11-03

Branch Locations

200 Central Ave, Saint Petersburg, FL 33701 • United States

22 Bull St, Savannah, GA 31401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Saint Petersburg FL 01/1986 Present
Bank Of America, N.A. Saint Petersburg FL 05/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-01
  • S66 Uniform Combined State Law Examination
    2010-11-01
Other Names
  • Richard Marc Gordon

View on SEC IAPD

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