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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-12-06 |
| UT | RA | APPROVED | 2023-12-06 |
| TX | RA | APPROVED | 2023-12-05 |
Branch Locations
299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States
119 S Main St, Springville, UT 84663 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Seal Beach | CA | 01/2011 | 07/2019 |
| Jp Morgan Securities, Llc | Irvine | CA | 02/2020 | 12/2023 |
| Jp Morgan Chase Bank, N.A. | Irvine | CA | 02/2020 | 12/2023 |
| Jp Morgan Chase Bank, N.A. | Seal Beach | CA | 07/2019 | 02/2020 |
| Jp Morgan Securities, Llc | Seal Beach | CA | 07/2019 | 02/2020 |
| Wells Fargo Clearing Services, Llc | Salt Lake City | UT | 12/2023 | Present |
IM ENTERTAINMENT; NOT INV RELATED; PAYSON, UT; 100% OWNERSHIP; START DATE 4/8/2024; 4 HOURS PER MONTH; 0 DURING TRADING; OWNER AND WEB DESIGNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-08 |
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