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5320 Northshore Drive, North Little Rock, AR 72118 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APP_PEND_IARCE | 2026-01-01 |
| CO | RA | APP_PEND_IARCE | 2026-01-01 |
| WI | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Little Rock | AR | 02/2013 | 05/2019 |
| First Heartland Capital Inc | Lake St. Louis | MO | 05/2019 | 12/2019 |
| Sowell Management | North Little Rock | AR | 01/2020 | Present |
Poynter Capital Inc. - Marketing entity for financial services; Owner; 117 S. Victory St., Little Rock, AR 72201; May 2019, 200 hours per month, most of those hours during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 2013-02-15 |
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