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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-27 |
| CA | RA | APPROVED | 2021-12-20 |
Branch Locations
400 Capitol Mall Suite 1900, Sacramento, CA 95814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Sacramento | CA | 01/2011 | Present |
(1) 301577 - DNH Farms GP; Not Investment Related; Sacramento, CA; Farming; Partner; Start January 2002; During Business Hours: 0; After Business Hours: 1 hour/week; I have no duties. (2) 452926 - Everglade LLC; Not Investment Related; Colusa, CA; Farming, Real Estate; Partner; Start January 2016; During Business Hours: 0; After Business Hours: 0; I have no duties. (4) 364005 - DNH Farms LLC; Investment Related; Sacramento, CA; Agriculture; Partner; Start January 2019; During business hours: 0; After business hours: 4. (5) 621522 - Chitalpa Properties LLC; Investment Related; Sacramento, CA; Real Estate; Sole Proprietor / Owner; Start January 2025; During business hours: 0; After business hours: 2; Administrative, Accounting, Bookkeeping, Check Signing and Funds Disbursements. (6) 621523 - Palo Verde Properties LLC; Investment Related; Sacramento, CA; Real Estate; Sole Proprietor / Owner; Start January 2025; During business hours: 0; After business hours: 2; Administrative, Accounting, Bookkeeping, Check Signing and Funds Disbursements. (7) 621525 - Western Sycamore Properties LLC; Investment Related; Sacramento, CA; Real Estate; Sole Proprietor / Owner; Start January 2025; During business hours: 0; After business hours: 2; Administrative, Accounting, Bookkeeping, Check Signing and Funds Disbursements.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-20 |
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