Shawn F Whelan

Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

OH RA
APPROVED

Since 2025-03-31
TX RA
APPROVED_RES

Since 2025-03-31

Branch Locations

1800 Crocker Road, Westlake, OH 44145-6958 • United States

Bay Village, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oppenheimerfunds Distributor, Inc.	Centennial	CO	04/2016	09/2017
Northcoast Research	Cleveland	OH	09/2017	05/2018
Fidelity Brokerage Services Llc	Fairlawn	OH	05/2018	Present
Fidelity Investments	Boston	MA	03/2025	Present

04/2016 → 09/2017

Oppenheimerfunds Distributor, Inc.

Centennial, CO
09/2017 → 05/2018

Northcoast Research

Cleveland, OH
05/2018 → Present

Fidelity Brokerage Services Llc

Fairlawn, OH
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2018-07-13 → 2025-03-31

Fidelity Personal And Workplace Advisors

Fairlawn, OH
2018-07-02 → 2018-07-13

Strategic Advisers Llc

Fairlawn, OH
2014-05-08 → 2016-04-15

Strategic Advisers Llc

Jacksonville, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-04-11
S63	Uniform Securities Agent State Law Examination	2010-10-07

S66 Uniform Combined State Law Examination

2014-04-11
S63 Uniform Securities Agent State Law Examination

2010-10-07

Designations

Other Names

Shawn Francis Whelan
Shawn Whelan

View on SEC IAPD

Current Employers

Strategic Advisers Llc

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews