Best Investors Account Sign in

Michael Arthur Roy

Equitable Advisors, LLC

North Charleston, SC

CRD 5824457

Claim This Profile
Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-09-22
SC RA APPROVED 2010-12-03
  • TX RA
    APPROVED_RES
    Since 2021-09-22
  • SC RA
    APPROVED
    Since 2010-12-03

Branch Locations

4900 O Hear Ave Suite 100 #108, North Charleston, SC 29405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 07/2010 06/2020
Equitable Advisors, Llc New York NY 07/2010 Present
Other Businesses

DBA: Royal Financial Partners; Meek Ventures, LLC (owner); RNF Customs, LLC (owner)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-30
  • S66 Uniform Combined State Law Examination
    2010-11-30
Other Names
  • Michael Roy

View on SEC IAPD

Nearby Firms

VALIC FINANCIAL ADVISORS, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
HICKS FINANCIAL PARTNERS, LLC

Nearby Investors

MARK ANDREW TAYLOR
RYAN B RADLOFF
MATTHEW FOREMAN

Nearby Offices

VALIC FINANCIAL ADVISORS, INC. · NORTH CHARLESTON, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Charleston, SC
HICKS FINANCIAL PARTNERS, LLC · Charleston, SC

More in North Charleston, SC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor