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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-03-09
TX RA APPROVED 2020-03-09
  • PA RA
    APPROVED
    Since 2020-03-09
  • TX RA
    APPROVED
    Since 2020-03-09

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 07/2010 Present
Apothecary Alexander, Llc Phoenixville PA 04/2022 Present
  • 07/2010 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 04/2022 → Present
    Apothecary Alexander, Llc
    Phoenixville, PA
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: Apothecary Alexander, LLC NON-INVESTMENT RELATED ADDRESS (City/State): Phoennixville, PA NATURE OF BUSINESS: Tea POSITION: Owner START DATE: 4/2022 APPROX. HOURS/MONTH: 15 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Sales

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-08-17
  • S63 Uniform Securities Agent State Law Examination
    2010-08-17
Designations
Other Names
  • Evan Smrek
  • Evan Alexander

View on SEC IAPD

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