Best Investors Account Sign in

Nicholas Joseph Gaetani

Vanguard Advisers, Inc.

Malvern, PA

Claim This Profile
Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2022-10-10
PA RA APPROVED 2022-10-10
TX RA APPROVED 2022-10-10
  • DE RA
    APPROVED
    Since 2022-10-10
  • PA RA
    APPROVED
    Since 2022-10-10
  • TX RA
    APPROVED
    Since 2022-10-10

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital One Investing, Llc Wilmington DE 02/2016 06/2019
Mallard Financial Partners Newark DE 06/2019 09/2022
The Vanguard Group, Inc. Malvern PA 10/2022 Present
  • 02/2016 → 06/2019
    Capital One Investing, Llc
    Wilmington, DE
  • 06/2019 → 09/2022
    Mallard Financial Partners
    Newark, DE
  • 10/2022 → Present
    The Vanguard Group, Inc.
    Malvern, PA
Previous Registrations
  • 2020-03-13 → 2022-09-29
    Mallard Financial Partners Inc
    Newark, DE
  • 2016-02-04 → 2019-06-13
    Capital One Advisors, Llc
    Mclean, VA
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-12-02
  • S63 Uniform Securities Agent State Law Examination
    2022-12-02
Designations
Other Names
  • Nick Gaetani

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
STATE FARM INVESTMENT MANAGEMENT CORP.
MVO PRIVATE WEALTH, LLC
LPL FINANCIAL LLC
TRAYNOR CAPITAL MANAGEMENT
NORTHEAST ADVISERS, INC.
HARVEST FINANCIAL PARTNERS
VANGUARD ALTERNATIVE ASSETS ADVISER, LLC

Other Investors

MARK EDWARD MUELLER
ROBERT STACY FRIED
KELLY K PASTER
David Sung
Matthew Maskarinec
JARED IAN HARK
MICHAEL JOHN JORDAN
SIMON ANTOINE ARRATA

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Paoli, PA
MVO PRIVATE WEALTH, LLC · MALVERN, PA
LPL FINANCIAL LLC · Malvern, PA
TRAYNOR CAPITAL MANAGEMENT · MALVERN, PA
NORTHEAST ADVISERS, INC. · PAOLI, PA
HARVEST FINANCIAL PARTNERS · PAOLI, PA

More in Malvern, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor