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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-09-25 |
Branch Locations
1702 E. Highland Ave Suite 204, Phoenix, AZ 85016 • United States
1860 East River Road Suite 325 Office #38, Tucson, AZ 85718 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gigi Schneppat | Tucson | AZ | 03/1998 | Present |
| Professional Wealth Strategies | Tucson | AZ | 07/2010 | 09/2025 |
| Commonwealth Financial Network | Waltham | MA | 08/2010 | 09/2025 |
| Cetera Investment Services Llc | Tucson | AZ | 09/2025 | Present |
| Cetera Investment Advisers Llc | Tucson | AZ | 09/2025 | Present |
1. IRONWOOD FAMILY WEALTH ADVISORS, DBA FOR CETERA BUSINESS; 2. OWNER OF DIAMONDS AND PLATINUM; S CORP FOR TAX REPORTING PURPOSES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-11 |
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