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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2017-03-06 |
Branch Locations
701 Carlson Pkwy Ste 1040, Minnetonka, MN 55305 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | White Bear Lake | MN | 03/2010 | 02/2017 |
| Ameriprise Financial Services Inc | Osseo | MN | 02/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Wayzata | MN | 03/2020 | Present |
Business Ownership; Paragon Operations, LLC; Provide client service support, leadership, and direction for the business as it relates to strategic direction, operations, business development and financial management.; Entity structure supports operations of the Ameriprise Financial Practice including leadership, payment of payroll and expense and profit distribution to owners.; 1907 Wayzata Blvd E Suite 350, , Wayzata, MN, 55391; Not Investment-Related; 09/21/2022; 20 to 39 hours per month; 60 during trading hours. Outside Employment; Paragon Operations, LLC; Managing Partner - Provide client service support, leadership, and direction for the business as it relates to strategic direction, operations, business development and financial management.; ; 1907 Wayzata Blvd E Suite 350, , Wayzata, MN, 55391; Not Investment-Related; 09/21/2022; 20 to 39 hours per month; 60 during trading hours. Other Business Activities; Generations Legal Services; Providing educational events and consulting services on the design and implementation of estate plans, charitable gift tools and strategies for non profits and their donors along with church's and their members; 644 Central Ave, , Osseo, MN, 55369; Investment-Related; 10/18/2020; 10 to 19 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-06-30 |
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