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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-03-06
  • MN RA
    APPROVED
    Since 2017-03-06

Branch Locations

701 Carlson Pkwy Ste 1040, Minnetonka, MN 55305 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc White Bear Lake MN 03/2010 02/2017
Ameriprise Financial Services Inc Osseo MN 02/2017 03/2020
Ameriprise Financial Services, Llc Wayzata MN 03/2020 Present
Previous Registrations
Other Businesses

Business Ownership; Paragon Operations, LLC; Provide client service support, leadership, and direction for the business as it relates to strategic direction, operations, business development and financial management.; Entity structure supports operations of the Ameriprise Financial Practice including leadership, payment of payroll and expense and profit distribution to owners.; 1907 Wayzata Blvd E Suite 350, , Wayzata, MN, 55391; Not Investment-Related; 09/21/2022; 20 to 39 hours per month; 60 during trading hours. Outside Employment; Paragon Operations, LLC; Managing Partner - Provide client service support, leadership, and direction for the business as it relates to strategic direction, operations, business development and financial management.; ; 1907 Wayzata Blvd E Suite 350, , Wayzata, MN, 55391; Not Investment-Related; 09/21/2022; 20 to 39 hours per month; 60 during trading hours. Other Business Activities; Generations Legal Services; Providing educational events and consulting services on the design and implementation of estate plans, charitable gift tools and strategies for non profits and their donors along with church's and their members; 644 Central Ave, , Osseo, MN, 55369; Investment-Related; 10/18/2020; 10 to 19 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-06-30
  • S63 Uniform Securities Agent State Law Examination
    2011-06-30
Other Names
  • Christopher Mark Anderson
  • Christopher Mark Anderson

View on SEC IAPD

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