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200 West 6Th Street Suite 1920, Austin, TX 78701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-02-24 |
Branch Locations
200 West 6Th Street Suite 1920, Austin, TX 78701 • United States
800 North Shoreline Blvd. Suite 2200 South, Corpus Christi, TX 78401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Herndon Plant Oakley | Corpus Christi | TX | 06/2010 | Present |
| Oxbow Advisors, Llc | Corpus Christi | TX | 02/2011 | 08/2018 |
| Oxbow Advisors, Llc | Austin | TX | 08/2018 | Present |
Foster Angels of South Texas; Investment related: No; 800 N Shoreline Blvd Ste 2750-S Corpus Christi Texas 78401 United States; Non-Profit - The mission of Foster Angels is to improve the lives of children in foster care.; Treasurer; 2023-03-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0.15; Percentage of total yearly compensation expected to be derived from the business: 0; Treasurer of non-profit; provide reports on accounts on behalf of FAST.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-07 |
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