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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2011-09-30 |
Branch Locations
303 E. Main Street 3Rd Floor, Barrington, IL 60010 • United States
1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES
Mundelein, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Chicago | IL | 06/2010 | Present |
NAME OF OTHER BUSINESS: John Strotman/ INVESTMENT RELATED?: Y / ADDRESS: 1186 Ballantrae Place Apt E / NATURE OF THE BUSINESS: Selling sports trading cards and other sports memorabilia from personal collection. Retailers (Apparel, Food, General)/ POSITION:I am the only member of this business activity/investment./ DUTIES: List and ship items./ START DATE: 7/2/2022/ HOURS DEVOTED TO BUSINESS: NA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-29 |
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