David Andrew Mercado

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-06-22
OH	RA	APPROVED	2011-01-06

TX RA
APPROVED_RES

Since 2016-06-22
OH RA
APPROVED

Since 2011-01-06

Branch Locations

159 Crocker Park Blvd, Westlake, OH 44145 • United States

30195 Chagrin Blvd, Pepper Pike, OH 44124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pepper Pike	OH	07/2010	Present
Bank Of America, N.A.	Pepper Pike	OH	02/2018	Present

07/2010 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pepper Pike, OH
02/2018 → Present

Bank Of America, N.A.

Pepper Pike, OH

Other Businesses

I*839246 Entity Type: Entity For Profit Name of OBA: DSM HOLDINGS GROUP, LLC Address: AVON, Ohio, 44011 Investment Related: No Position, Title, Association: Owner Employee Start Date: 05/05/2022 Number of Hours: 1, Weekly Number of Hours during trading: 0, Weekly Duties: Real Estate Holding Maintaining the property

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-12-30

S66 Uniform Combined State Law Examination

2010-12-30

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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