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Cassandra Ann Spitzer

LPl Financial LLC

Bellingham, WA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-07-21
  • WA RA
    APPROVED
    Since 2021-07-21

Branch Locations

4311 Parkhurst Dr, Bellingham, WA 98229 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cassandra Spitzer Book Seller Bellingham WA 10/2001 01/2021
Waddell & Reed, Inc Bellingham WA 04/2014 07/2021
Various Insurance Carriers For W & R Insurance Agencies Bellingham WA 04/2014 07/2021
Fourth Corner Fly Fishers Bellingham WA 01/2018 07/2021
Lpl Financial Llc Bellingham WA 07/2021 Present
  • 10/2001 → 01/2021
    Cassandra Spitzer Book Seller
    Bellingham, WA
  • 04/2014 → 07/2021
    Waddell & Reed, Inc
    Bellingham, WA
  • 04/2014 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Bellingham, WA
  • 01/2018 → 07/2021
    Fourth Corner Fly Fishers
    Bellingham, WA
  • 07/2021 → Present
    Lpl Financial Llc
    Bellingham, WA
Previous Registrations
  • 2014-04-04 → 2021-07-21
    Waddell & Reed
    Seattle, WA
    Bellingham, WA
  • 2012-06-18 → 2014-02-10
    Edward Jones
    Bellingham, WA
    St Louis, MO
    Bellingham, WA
  • 2012-01-31 → 2012-06-18
    Lpl Financial Llc
    Bellingham, WA
Other Businesses

4/2014 - Non-Variable Insurance - Cassandra Spitzer - Investment Related - Bellingham, WA 98229

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-30
  • S66 Uniform Combined State Law Examination
    2012-01-30
Designations

View on SEC IAPD

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LIANA LEE FREEMAN

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · BELLINGHAM, WA
FINANCIAL PLAN, INC. · BELLINGHAM, WA
GOODRICH & ASSOCIATES, LLC · BELLINGHAM, WA
GOODRICH & ASSOCIATES, LLC · BELLINGHAM, WA
D.A. DAVIDSON & CO. · BELLINGHAM, WA
EDWARD JONES · BELLINGHAM, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Bellingham, WA
EDWARD JONES · BELLINGHAM, WA

More in Bellingham, WA

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