Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-05 |
Branch Locations
56 East Main Street Suite 205, Ventura, CA 93001 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Php Agency, Inc. | Ventura | CA | 01/2011 | 10/2017 |
| Ameritas Investment Corp. | Lincoln | NE | 01/2012 | 10/2017 |
| Swan Retirement Planning | Ventura | CA | 10/2016 | Present |
| Western International Securities, Inc. | Pasadena | CA | 10/2017 | 02/2024 |
| Lpl Financial Llc | Ventura | CA | 02/2024 | Present |
1)02/27/2024 - Swan Retirement Planning - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/2016 - 180 Hr/Mth 2)02/27/2024 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 10/2008 - 10 Hr/Mth 3)02/27/2024 - Real Estate Rental - Property owned by Gabriel & Sacheen Swan Living Trust - Inv Rel - Oxnard, CA - Start: 10/2009 4)02/27/2024 - FLYING AXE DISTILLERY LLC - LLC was opened to secure the Trademark for Flying Axe Distillery - Non-Inv Rel - Oxnard, CA - Start: 03/2021
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-01-06 |
Reach out to this advisor