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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-23 |
Branch Locations
433 N Camden Dr 1St Fl, Beverly Hills, CA 90210 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 10/2012 | 09/2017 |
| U.S. Bancorp Investments, Inc. | Manhattan Beach | CA | 09/2017 | 06/2023 |
| Wells Fargo Clearing Services, Llc | El Segundo | CA | 06/2023 | Present |
ALLIANCE CAPITAL REAL ESTATE, LLC, NOT INV RELATED, LOS ANGELES, CA, 100% OWNERSHIP WITH SPOUSE, START: 6/29/2023, 1 HOUR A MONTH, 0 HOURS DURING TRADING.; RENTAL PROPERTY, INV RELATED, PHOENIX, AZ, 100% OWNERSHIP, START: 11/5/2008, 1 HOUR A MONTH, 0 HOURS DURING TRADING, RESIDENTIAL RENTAL PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-19 |
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