Best Investors
Account
Sign in
Best Investors
Account
Sign in
1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-03-19 |
Branch Locations
1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
Newtown, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Street Global Advisors | Boston | MA | 07/2007 | 01/2017 |
| State Street Global Advisors Funds Distributors Llc | Boston | MA | 07/2010 | 11/2021 |
| State Street Global Advisors Trust Company | Boston | MA | 01/2017 | 11/2021 |
| Assetmark Financial Holdings, Inc. | Newtown | CT | 11/2021 | Present |
| Assetmark Brokerage, Llc | Newtown | CT | 11/2021 | Present |
ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 11/2021 - 160 HRS / MONTHLY, REGIONAL CONSULTANT OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED. 41 Copper LLC- Owner- Rental Property/Rental Income- Start date 12/2022- 2 HR/Week- Owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-03 |
Reach out to this advisor