Samuel Jonathan Duckett

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-07-16

CA RA
APPROVED

Since 2026-07-16

Branch Locations

401 W 4Th Street Suite 3100, Austin, TX 78701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Beyondsoft Consulting, Inc.	Bellevue	WA	05/2016	06/2020
Morgan Stanley Smith Barney Llc	Austin	TX	01/2020	07/2026
Morgan Stanley Private Bank, N.A	New York	NY	09/2020	07/2026
Ubs Financial Services Inc.	Austin	TX	07/2026	Present
Morgan Stanley Private Bank, N.A	New York	NY	09/2020	Present

05/2016 → 06/2020

Beyondsoft Consulting, Inc.

Bellevue, WA
01/2020 → 07/2026

Morgan Stanley Smith Barney Llc

Austin, TX
09/2020 → 07/2026

Morgan Stanley Private Bank, N.A

New York, NY
07/2026 → Present

Ubs Financial Services Inc.

Austin , TX
09/2020 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2020-05-11 → 2026-07-17

Morgan Stanley

Austin, TX

Beverly Hills, CA

Austin, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-05-09

S66 Uniform Combined State Law Examination

2020-05-09

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews