Brian J Pendleton

Current Employers

Hennion & Walsh Asset Management, Inc.

2001 Route 46 Waterview Plaza, Parsippany, NJ 07054 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2012-07-12

NJ RA
APPROVED

Since 2012-07-12

Branch Locations

2001 Route 46 Waterview Plaza, Parsippany, NJ 07054 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Hennion & Walsh Inc	Parsippany	NJ	07/2012	Present

07/2012 → Present

Hennion & Walsh Inc

Parsippany, NJ

Previous Registrations

2011-10-18 → 2012-07-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stuart, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-10-14

S66 Uniform Combined State Law Examination

2011-10-14

Other Names

Brian John Pendleton
Brian John Pendleton
Brian John Pendleton

View on SEC IAPD

Current Employers

Hennion & Walsh Asset Management, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews